Rulebooks and Agreements

Rulebook For Clearing with NOS Clearing ASA

Effective date: 29th April 2013

To see changes from last version of the Rulebook, please see Notice 2013-03

Appendices

1.   Markets
2.   Clearing Membership Agreement
3.   Collateral and Settlement Account Agreements
            USD: Collateral and Settlement Account Agreement
            Other currencies: Collateral and Settlement Account Agreement
            3A Collateral and Settlement Account Terms
            3B Cash Release Form 
4.   Standard Letter of Credit
5.   Product Specification
6.   Clearing Calendar 2013
7.   Clearing Cycle
9.   Application Form
10. Non-cash Collateral and Settlement Agreement
      10A Collateral and Settlement Account Terms
      10B El-cert Release Form
11. Supplementary provisions for FX products

Tax Forms

In order to open a USD Collateral and Settlement Account with DnB NOR Bank ASA, New York, one of the following US tax forms has to be filled in and signed:

• W-8 BEN tax form for non-US entities without a US branch or representative
• W-8 ECI tax form for non-US entities with a US branch or representative
• W-9 tax form for US entities

For Trading Rules

For trading rules, terms or conditions, please contact any of the Approved Brokers or Regulated Market places as specified in Appendix 1 to the Rulebook for Clearing with NOS.